Secure, SEC-Compliant IT Services for Registered Investment Advisors in St. Louis, Grand Rapids and Nationwide
RIAs operate under strict cybersecurity expectations from the U.S. Securities and Exchange Commission. In today’s regulatory environment, generic IT support isn’t enough. Alliance Tech delivers compliance-focused IT services for RIAs in St. Louis, Grand Rapids and Nationwide – built around security governance, documentation, and operational stability. Call (314) 649-8888 or fill out the form to the right. One of our cybersecurity experts will help you decide if we’re the right fit.
What Makes Alliance Tech the Right Choice for IT Services for RIAs
Alliance Tech has been serving RIAs and financial services firms for over 25 years. We have:
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600+ professional certifications across our engineering team
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24/7 Security Operations Center (SOC) monitoring
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Average 3-minute response time and 97%+ customer satisfaction
We combine deep technical expertise with local accountability. Financial advisors need more than “generic IT support.” They need a partner who understands regulatory pressure, client confidentiality, and the operational risks of downtime. Alliance Tech delivers secure, SEC-compliant IT services that protect your firm, your clients, and your reputation.
How We Support Your SEC Cybersecurity Expectations
The SEC has made it clear: RIAs must implement and document reasonable cybersecurity safeguards. We help advisory firms align their technology with regulatory expectations by implementing:
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Multi-factor authentication (MFA) across all systems
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Endpoint detection and response (EDR)
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Secure email and encrypted file sharing
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Role-based access controls
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Vendor risk oversight
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Written cybersecurity policies and incident response plans
If regulators request documentation, you’re prepared.
How We Keep You Audit-Ready with Documentation & Risk Management
Many advisory firms struggle not just with technology, but with documentation. Alliance Tech assists RIAs with:
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Formal cybersecurity policy development
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Incident response planning
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Backup and disaster recovery documentation
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Access control audits
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Ongoing security reviews
We help ensure your firm can demonstrate oversight, governance, and continuous risk management – not just basic IT functionality.
How We Secure Your Microsoft 365 Environment
Most RIAs rely heavily on Microsoft 365. Improper configuration creates compliance and breach exposure. We secure your cloud environment with:
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Conditional access policies
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Data loss prevention (DLP) controls
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Secure email configurations
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Device management and remote wipe capabilities
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Continuous 24/7 monitoring
Your advisors can work securely — in-office or remote — without increasing risk.
How We Help You Maintain Business Continuity During Market Hours
Market volatility doesn’t pause for IT outages. Alliance Tech provides:
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Secure cloud backups
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Disaster recovery planning
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Redundant systems and recovery testing
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Rapid-response local support
With an average 3-minute response time and 24/7 Security Operations Center monitoring, your firm maintains operational stability when it matters most.
We’re here to help RIAs with responsive, reliable IT services that align with your firm’s unique requirements. Call (314) 649-8888 or fill out the form to the right. One of our cybersecurity experts will help you decide if we’re the right fit.
Frequently Asked Questions
Do RIAs need specific cybersecurity controls to meet SEC requirements?
Yes. The U.S. Securities and Exchange Commission expects RIAs to implement and document reasonable safeguards such as multi-factor authentication (MFA), access controls, written cybersecurity policies, and incident response plans.
2. How does Alliance Tech help RIAs with SEC cybersecurity examinations?
As an experienced IT partner, Alliance Tech helps implement security controls, maintain documentation, test backups, and ensure your firm can demonstrate oversight and risk management during an audit.
What makes IT services for RIAs different from standard IT support?
RIAs operate under regulatory scrutiny and handle sensitive financial data. IT services must focus on compliance alignment, breach prevention, secure communication, and rapid response during market hours – not just troubleshooting.